secwatch.observer — SEC 8-K summary ====================================== Issuer: Triumph Financial, Inc. (TFIN) CIK: 0001539638 Form: 8-K Filed at: 2022-12-01T23:59:59+00:00 Accession: 0001628280-22-031240 Event type: other_material Sentiment: neutral Materiality: 0.30 Item codes: 5.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Triumph Bancorp rebrands as Triumph Financial; tickers change to TFIN, TFINP ---------------------------------------------------------------------------- - Company name changed to Triumph Financial, Inc. effective Dec 1, 2022. - Common stock begins trading under TFIN on Dec 2, replacing TBK; preferred under TFINP replacing TBKCP. - No shareholder action required; CUSIP numbers unchanged; NASDAQ listing continues. - Subsidiaries Triumph Business Capital, Insurance Group, Commercial Finance consolidate under single brand 'Triumph'. - CEO describes evolution from bank holding company to financial/technology firm focused on payments, factoring, banking. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1539638/000162828022031240/0001628280-22-031240-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1539638/000162828022031240/tbk-20221201.htm HTML page: https://secwatch.observer/filing/0001628280-22-031240 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer