secwatch.observer — SEC 8-K summary ====================================== Issuer: X4 Pharmaceuticals, Inc (XFOR) CIK: 0001501697 Form: 8-K Filed at: 2022-12-09T23:59:59+00:00 Accession: 0001628280-22-031632 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 X4 Pharmaceuticals prices $65M public offering of common stock and warrants --------------------------------------------------------------------------- - Offering includes 52.3M shares and 6.8M pre-funded warrants at $1.10/share. - Class C warrants to purchase 29.55M shares at $1.50/share, expiring Dec 2027. - Gross proceeds $65M; net proceeds ~$59.8M after discounts and expenses. - Underwriters granted 30-day option for up to 8.865M additional shares. - Closing expected Dec 9, 2022; Piper Sandler, Stifel, Cantor as joint bookrunners. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1501697/000162828022031632/0001628280-22-031632-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1501697/000162828022031632/xfor-20221206.htm HTML page: https://secwatch.observer/filing/0001628280-22-031632 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer