secwatch / observer
8-K filed March 20, 2023, 7:59 PM ET CIK 0001820630
debt confidence high sentiment neutral materiality 0.75

Proterra Inc: debt financing — Proterra agrees to amend $150M Cowen notes: extends maturity to 2028, 12% coupon, lower conversion prices

Proterra Inc

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

Proterra Inc incurred convertible notes of $200 million with CSI I Prodigy Holdco LP, CSI Prodigy Co-Investment LP, CSI GP I LLC, CSI PRTA Co-Investment LP at 12.0% per annum, consisting of 5.0% in cash and 7.0% payment-in-kind maturing August 4, 2028.

Instrument
convertible notes
Principal
$200 million
Counterparty
CSI I Prodigy Holdco LP, CSI Prodigy Co-Investment LP, CSI GP I LLC, CSI PRTA Co-Investment LP
Rate
12.0% per annum, consisting of 5.0% in cash and 7.0% payment-in-kind
Maturity
August 4, 2028
Event
incurrence
Exact text from the filing
party thereto and CSI GP I LLC, as collateral agent (the “Collateral Agent”) pursuant to which secured convertible promissory notes in the initial aggregate principal amount of $200 million were issued (the “Existing Notes”), as well as the amendment of certain provisions to the Existing Notes held by the Cowen Parties in the aggregate principal amount of $150
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Proterra Inc amended Binding Letter of Intent with CSI I Prodigy Holdco LP, CSI Prodigy Co-Investment LP, CSI GP I LLC, CSI PRTA Co-Investment LP (collectively, the "Cowen Parties") valued at $150 million (effective 2023-03-19).

Action
amendment
Agreement
credit facility
Counterparty
CSI I Prodigy Holdco LP, CSI Prodigy Co-Investment LP, CSI GP I LLC, CSI PRTA Co-Investment LP (collectively, the "Cowen Parties")
Value
$150 million
Effective
2023-03-19
Exact text from the filing
On March 19, 2023, Proterra Operating Company, Inc. (“Proterra OpCo”), a wholly owned subsidiary of Proterra Inc (the “Company” or “Proterra”) entered into a binding letter of intent (the “Binding Letter of Intent”) with CSI I Prodigy Holdco LP, CSI Prodigy Co-Investment LP, CSI GP I LLC and CSI PRTA Co-Investment LP (collectively, the “Cowen Parties”).
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Source: SEC EDGAR
accession 0001628280-23-008535
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