---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-23-018937"
form_type: "8-K"
ticker: "NMFC"
cik: "0001496099"
company_name: "New Mountain Finance Corp"
filed_at: "2023-05-19T23:59:59+00:00"
generated_at: "2026-06-14T19:41:13.743436+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.25
confidence: "high"
source: SEC EDGAR
---

# NMFC amends ATM equity distribution agreement to new shelf; ~$196.9M still available

## Summary
- Amendment migrates ATM program from old shelf (333-238554) to new shelf (333-272060) dated May 18, 2023.
- Up to $250 million aggregate of common stock may be sold through sales agents B. Riley and Raymond James.
- As of May 15, 2023, approximately $196.9 million remained available under the ATM program.
- Amendment effective immediately; no other changes to the existing equity distribution agreement.

## SEC filing metadata
- accession: 0001628280-23-018937
- form_type: 8-K
- ticker: NMFC
- cik: 0001496099
- company_name: New Mountain Finance Corp
- filed_at: 2023-05-19T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.25
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1496099/000162828023018937/0001628280-23-018937-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1496099/000162828023018937/nfmc-20230518.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-23-018937
- JSON: https://secwatch.observer/filing/0001628280-23-018937.json
- Plain text: https://secwatch.observer/filing/0001628280-23-018937.txt

## Key facts
- Material Agreements
  New Mountain Finance Corp amended Equity Distribution Agreement with B. Riley Securities, Inc. and Raymond James & Associates, Inc. valued at up to $250.0 million in aggregate amount of Shares (effective 2023-05-18).
  - Action: amendment
  - Agreement: atm program
  - Counterparty: B. Riley Securities, Inc. and Raymond James & Associates, Inc.
  - Value: up to $250.0 million in aggregate amount of Shares
  - Effective: 2023-05-18
  source text: On May 18, 2023, in connection with the effectiveness of the Company’s shelf registration statement on Form N-2 (File No. 333-272060) (the “Registration Statement”), the Company entered into an amendment (the “Amendment”) to the equity distribution agreement, dated November 3, 2021 (the “Equity Distribution Agreement”) with B. Riley Securities, Inc. (“B. Riley”) and Raymond James & Associates, Inc. (“Raymond James” and, together with B. Riley, the “Sales Agents”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1496099/000162828023018937/0001628280-23-018937-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.