{"schema_version":"secwatch.filing_event.v1","accession":"0001628280-23-022602","form_type":"8-K","ticker":null,"cik":"0001725134","company_name":"Digital Media Solutions, Inc.","filed_at":"2023-06-20T23:59:59+00:00","discovered_at":"2026-05-14T18:03:40.249097+00:00","generated_at":"2026-06-13T21:28:22.600366+00:00","sec_items":["3.01","8.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"NYSE delists DMS warrants for abnormally low price; $9.3M preferred redemption deemed illegal","bullets":["NYSE suspends trading of DMS warrants (DMS WS) immediately, delisting due to abnormally low price levels under Section 802.01D.","Class A common stock (DMS) and units continue trading on NYSE unaffected.","Holders of all outstanding Series A Preferred Stock demand cash redemption of ~$9.3M under Section 9(b).","Board determines it cannot legally effect redemption under Delaware law; no further action disclosed."],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-23-022602","json":"https://secwatch.observer/filing/0001628280-23-022602.json","markdown":"https://secwatch.observer/filing/0001628280-23-022602.md","text":"https://secwatch.observer/filing/0001628280-23-022602.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1725134/000162828023022602/0001628280-23-022602-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1725134/000162828023022602/dms-20230615.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-13T21:28:22.600366+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"b489f7a089baf75d0c34ba000f4a53890503fc71","claim":"Digital Media Solutions, Inc. received a nyse delisting notice notice regarding other (rules 802.01D).","evidence_excerpt":"de on the NYSE under the symbol “DMS WS” (the “Warrants”), from the NYSE and that trading in the Warrants on the NYSE would be suspended immediately. The Staff has determined that the Warrants are no longer suitable for listing on the NYSE based on “abnormally low” price levels, pursuant to Section 802.01D of the NYSE Listed Company Manual. Trading in the Company’s Class A Common Stock and units on the NYSE will continue.","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1725134/000162828023022602/0001628280-23-022602-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nyse"},{"label":"Notice","value":"delisting notice"},{"label":"Rules","value":"802.01D"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}