secwatch.observer — SEC 8-K summary ====================================== Issuer: Amprius Technologies, Inc. (AMPX) CIK: 0001899287 Form: 8-K Filed at: 2023-10-03T23:59:59+00:00 Accession: 0001628280-23-033549 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Amprius enters $100M ATM sales agreement, terminates prior $200M equity facility -------------------------------------------------------------------------------- - Company entered At Market Issuance Sales Agreement with B. Riley, Cantor, H.C. Wainwright to sell up to $100M of common stock. - Prior Committed Equity Facility (up to $200M) with B. Riley Principal Capital II terminated effective on S-3 effective date. - Sales agents receive customary commission; company has no obligation to sell shares and may suspend sales at any time. - New S-3 registration statement (File No. 333-274834) not yet declared effective by SEC. - Termination of the $200M committed facility and entry into the $100M ATM represent a material change in equity financing strategy. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1899287/000162828023033549/0001628280-23-033549-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1899287/000162828023033549/ampx-20231002.htm HTML page: https://secwatch.observer/filing/0001628280-23-033549 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer