{"schema_version":"secwatch.filing_event.v1","accession":"0001628280-23-034511","form_type":"8-K","ticker":null,"cik":"0001353538","company_name":"Appgate, Inc.","filed_at":"2023-10-17T23:59:59+00:00","discovered_at":"2026-05-14T18:03:28.731693+00:00","generated_at":"2026-06-09T22:30:36.526855+00:00","sec_items":["2.03","1.01","3.02"],"event_type":"debt","sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"confidence":"high","headline":"Appgate issues additional $999K in 9.5% convertible notes due 2026","bullets":["Issued $999,000 aggregate principal of Additional Convertible Notes to Appgate Funding LLC on Oct 11, 2023.","Total Convertible Notes outstanding now $6.499 million; interest rate 9.50% payable in cash or PIK.","Notes mature May 9, 2026 (extendable to 2028); convertible at 585.7496 shares per $1,000 principal.","Obligations secured by second-priority lien on substantially all assets of Legacy Appgate and guarantors.","Offered and sold as unregistered securities under Section 4(a)(2) to an accredited investor."],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-23-034511","json":"https://secwatch.observer/filing/0001628280-23-034511.json","markdown":"https://secwatch.observer/filing/0001628280-23-034511.md","text":"https://secwatch.observer/filing/0001628280-23-034511.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1353538/000162828023034511/0001628280-23-034511-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1353538/000162828023034511/apgt-20231011.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-09T22:30:36.526855+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"19b65aec7218e470abd0b79c91e2fb51923d5319","claim":"Appgate, Inc. incurred convertible notes of $999,000 aggregate principal amount with Appgate Funding, LLC at 9.50% maturing May 9, 2026.","evidence_excerpt":"On October 11, 2023, Legacy Appgate issued and sold to the Purchaser an additional $999,000 aggregate principal amount of Additional Convertible Notes.","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1353538/000162828023034511/0001628280-23-034511-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Principal","value":"$999,000 aggregate principal amount"},{"label":"Counterparty","value":"Appgate Funding, LLC"},{"label":"Rate","value":"9.50%"},{"label":"Maturity","value":"May 9, 2026"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}