{"schema_version":"secwatch.filing_event.v1","accession":"0001628280-23-034806","form_type":"8-K","ticker":null,"cik":"0001353538","company_name":"Appgate, Inc.","filed_at":"2023-10-20T23:59:59+00:00","discovered_at":"2026-05-14T18:03:28.731907+00:00","generated_at":"2026-06-09T18:14:39.549558+00:00","sec_items":["2.03","1.01","3.02"],"event_type":"debt","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"confidence":"high","headline":"Appgate issues additional $500K convertible notes; cumulative $7.0M","bullets":["On Oct 19, 2023, issued $500,000 in convertible notes at 9.50% interest, maturity May 9, 2026.","Total convertible notes issued to date under facility: $6.999 million.","Notes convertible into common stock at 585.7496 shares per $1,000 principal.","Purchaser has right to purchase up to additional $27.5M in notes until July 20, 2025.","Interest payable in cash (after July 2024) or PIK; cash interest prohibited before July 20, 2024."],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-23-034806","json":"https://secwatch.observer/filing/0001628280-23-034806.json","markdown":"https://secwatch.observer/filing/0001628280-23-034806.md","text":"https://secwatch.observer/filing/0001628280-23-034806.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1353538/000162828023034806/0001628280-23-034806-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1353538/000162828023034806/apgt-20231019.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-09T18:14:39.549558+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"9b3e7ea98f6964862b7bfe7f35020a6cc031d57e","claim":"Appgate, Inc. incurred convertible notes of $500,000 with Appgate Funding, LLC at 9.50% maturing May 9, 2026.","evidence_excerpt":"On October 19, 2023, Legacy Appgate issued and sold to the Purchaser an additional $500,000 aggregate principal amount of Additional Convertible Notes.","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1353538/000162828023034806/0001628280-23-034806-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Principal","value":"$500,000"},{"label":"Counterparty","value":"Appgate Funding, LLC"},{"label":"Rate","value":"9.50%"},{"label":"Maturity","value":"May 9, 2026"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"},{"claim_id":"91fc8a6f1f2a8d01ecd4115acf3e110ea63b55dc","claim":"Appgate, Inc. entered into Note Issuance Agreement with Purchaser.","evidence_excerpt":"The information contained in Item 1.01 of the Prior 8-K with respect to the Note Issuance Agreement, the Note Purchase Agreement and the Convertible Notes is incorporated by reference in this","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1353538/000162828023034806/0001628280-23-034806-index.htm","confidence":0.4,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"Purchaser"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}