---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-23-037431"
form_type: "8-K"
ticker: "NMFC"
cik: "0001496099"
company_name: "New Mountain Finance Corp"
filed_at: "2023-11-07T23:59:59+00:00"
generated_at: "2026-06-08T14:43:40.368481+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# New Mountain Finance issues $115M of 8.250% Notes due 2028

## Summary
- Offering of $115M aggregate principal amount of 8.250% Notes due 2028.
- Underwriters include Wells Fargo, BofA, Morgan Stanley, and UBS Securities.
- Closing expected November 13, 2023, subject to customary conditions.
- Notes to be listed on Nasdaq under symbol NMFCZ within 30 days.

## SEC filing metadata
- accession: 0001628280-23-037431
- form_type: 8-K
- ticker: NMFC
- cik: 0001496099
- company_name: New Mountain Finance Corp
- filed_at: 2023-11-07T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1496099/000162828023037431/0001628280-23-037431-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1496099/000162828023037431/nfmc-20231106.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-23-037431
- JSON: https://secwatch.observer/filing/0001628280-23-037431.json
- Plain text: https://secwatch.observer/filing/0001628280-23-037431.txt

## Key facts
- Debt Financings
  New Mountain Finance Corp incurred senior notes of $115.0 million with Wells Fargo Securities, LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC, and UBS Securities LLC at 8.250% maturing 2028.
  - Instrument: senior notes
  - Principal: $115.0 million
  - Counterparty: Wells Fargo Securities, LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC, and UBS Securities LLC
  - Rate: 8.250%
  - Maturity: 2028
  - Event: incurrence
  source text: in connection with the issuance and sale of $115.0 million aggregate principal amount of the Company’s 8.250% Notes due 2028
  evidence_url: https://www.sec.gov/Archives/edgar/data/1496099/000162828023037431/0001628280-23-037431-index.htm
- Material Agreements
  New Mountain Finance Corp entered into Underwriting Agreement with Wells Fargo Securities, LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC, and UBS Securities LLC valued at $115.0 million aggregate principal amount of 8.250% Notes due 2028 (effective 2023-11-06).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Wells Fargo Securities, LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC, and UBS Securities LLC
  - Value: $115.0 million aggregate principal amount of 8.250% Notes due 2028
  - Effective: 2023-11-06
  source text: On November 6, 2023, New Mountain Finance Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, New Mountain Finance Advisers BDC, L.L.C. (the “Adviser”), and New Mountain Finance Administration, L.L.C. (the “Administrator”), on the one hand, and Wells Fargo Securities, LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC, and UBS Securities LLC, as representatives of the several underwriters named in Schedule I thereto, in connection with the issuance and sale of $115.0 million aggregate principal amount of the Company’s 8.250% Notes due 2028 (the “Notes” and the issuance and sale of the Notes, the “Offering”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1496099/000162828023037431/0001628280-23-037431-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.