{"schema_version":"secwatch.filing_event.v1","accession":"0001628280-23-039638","form_type":"8-K","ticker":null,"cik":"0001021096","company_name":"Troika Media Group, Inc.","filed_at":"2023-11-20T23:59:59+00:00","discovered_at":"2026-05-14T18:03:27.906309+00:00","generated_at":"2026-06-07T23:09:38.677543+00:00","sec_items":["3.01","8.01","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Troika receives Nasdaq delisting notice for late 10-Q; debt waiver extended to Nov 29","bullets":["Nasdaq notified Troika on Nov 17, 2023 of non-compliance for failure to file Q3 10-Q; 60 days to submit compliance plan.","Blue Torch extended the limited waiver of debt covenant defaults from Nov 17 to Nov 29, 2023 (sixth amendment).","Company acknowledges failure to make September 2023 P&I payment; aggregate debt principal $78.5M as of Sept 29.","If no further waiver, lenders can exercise remedies under the Financing Agreement.","Troika stock (TRKA) and warrants (TRKAW) trade on Nasdaq Capital Market."],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-23-039638","json":"https://secwatch.observer/filing/0001628280-23-039638.json","markdown":"https://secwatch.observer/filing/0001628280-23-039638.md","text":"https://secwatch.observer/filing/0001628280-23-039638.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1021096/000162828023039638/0001628280-23-039638-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1021096/000162828023039638/trka-20231117.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-07T23:09:38.677543+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"75de3afd969d4f98145d48a39679eced6bd50a7c","claim":"Troika Media Group, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"November 17, 2023, Troika Media Group, Inc. (the “Company”) received a delinquency notification letter from Nasdaq stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because it had not timely filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “Form 10-Q”). According to the letter from Nasdaq, the Company must submit a plan of compliance (the “Plan”) within sixty (60) days addressing how it intends to regain compliance with Nasdaq’s listing rules or otherwise file the Form 10-Q before the expiration of such sixty (60) day period","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1021096/000162828023039638/0001628280-23-039638-index.htm","confidence":0.98,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"late filing"},{"label":"Rules","value":"5250(c)(1)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}