---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-23-039638"
form_type: "8-K"
ticker: null
cik: "0001021096"
company_name: "Troika Media Group, Inc."
filed_at: "2023-11-20T23:59:59+00:00"
generated_at: "2026-06-07T23:09:38.677543+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Troika receives Nasdaq delisting notice for late 10-Q; debt waiver extended to Nov 29

## Summary
- Nasdaq notified Troika on Nov 17, 2023 of non-compliance for failure to file Q3 10-Q; 60 days to submit compliance plan.
- Blue Torch extended the limited waiver of debt covenant defaults from Nov 17 to Nov 29, 2023 (sixth amendment).
- Company acknowledges failure to make September 2023 P&I payment; aggregate debt principal $78.5M as of Sept 29.
- If no further waiver, lenders can exercise remedies under the Financing Agreement.
- Troika stock (TRKA) and warrants (TRKAW) trade on Nasdaq Capital Market.

## SEC filing metadata
- accession: 0001628280-23-039638
- form_type: 8-K
- cik: 0001021096
- company_name: Troika Media Group, Inc.
- filed_at: 2023-11-20T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1021096/000162828023039638/0001628280-23-039638-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1021096/000162828023039638/trka-20231117.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-23-039638
- JSON: https://secwatch.observer/filing/0001628280-23-039638.json
- Plain text: https://secwatch.observer/filing/0001628280-23-039638.txt

## Key facts
- Listing & Compliance Notices
  Troika Media Group, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: November 17, 2023, Troika Media Group, Inc. (the “Company”) received a delinquency notification letter from Nasdaq stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because it had not timely filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “Form 10-Q”). According to the letter from Nasdaq, the Company must submit a plan of compliance (the “Plan”) within sixty (60) days addressing how it intends to regain compliance with Nasdaq’s listing rules or otherwise file the Form 10-Q before the expiration of such sixty (60) day period
  evidence_url: https://www.sec.gov/Archives/edgar/data/1021096/000162828023039638/0001628280-23-039638-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.