{"schema_version":"secwatch.filing_event.v1","accession":"0001628280-23-039654","form_type":"8-K","ticker":"LITE","cik":"0001633978","company_name":"Lumentum Holdings Inc.","filed_at":"2023-11-21T23:59:59+00:00","discovered_at":"2026-05-14T18:03:29.853019+00:00","generated_at":"2026-06-07T22:42:08.872422+00:00","sec_items":["5.02","5.07","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Lumentum shareholders approve 3M share increase for equity plan; advisory say-on-pay fails","bullets":["Stockholders approved amendment to 2015 Equity Incentive Plan increasing authorized shares by 3,000,000 (39M for, 15.8M against).","Non-binding advisory vote on executive compensation failed: 26.7M for, 28.2M against.","Directors elected; Isaac H. Harris, Brian J. Lillie, Ian S. Small each received over 10M against votes.","Ratification of Deloitte as auditor for FY 2024 approved with 60.9M for.","Stockholders voted for annual advisory say-on-pay votes (one-year frequency)."],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-23-039654","json":"https://secwatch.observer/filing/0001628280-23-039654.json","markdown":"https://secwatch.observer/filing/0001628280-23-039654.md","text":"https://secwatch.observer/filing/0001628280-23-039654.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/lite-20231117.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-07T22:42:08.872422+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"24455cb35a2ed4cdf1ed89c70ca7ed6e588524d1","claim":"Lumentum Holdings Inc. shareholders approved To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers at the 2023-11-17 meeting.","evidence_excerpt":"(ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers: For: Against: Abstentions: Broker Non-Votes: 26,653,255 28,222,008 108,487 6,171,060","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-17"}],"fact_type":"shareholder_vote"},{"claim_id":"447dab6ac881c2daf66224e9204980bf5590ee8e","claim":"Lumentum Holdings Inc. shareholders approved To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers at the 2023-11-17 meeting.","evidence_excerpt":"(iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers: One Year: Two Years: Three Years: Abstentions: 54,054,645 36,417 792,114 100,574","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay frequency"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-17"}],"fact_type":"shareholder_vote"},{"claim_id":"7983180efb2cf8ee75deaf931a441fe6d9fe67fb","claim":"Lumentum Holdings Inc. shareholders approved To approve the Amended and Restated 2015 Equity Incentive Plan at the 2023-11-17 meeting.","evidence_excerpt":"(iv) To approve the Amended and Restated 2015 Equity Incentive Plan: For: Against: Abstentions: Broker Non-Votes: 39,033,778 15,848,248 101,724 6,171,060","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-17"}],"fact_type":"shareholder_vote"},{"claim_id":"98112a8b3e429d07e4e25fbe6ff178ef3ac7a4b7","claim":"Lumentum Holdings Inc. shareholders approved To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024 at the 2023-11-17 meeting.","evidence_excerpt":"(v) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024: For: Against: Abstentions: 60,900,666 147,314 106,830","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-17"}],"fact_type":"shareholder_vote"},{"claim_id":"ed1ab52f30ba32863cf13f24a13ca36a78f0a62a","claim":"Lumentum Holdings Inc. shareholders approved Election of Directors at the 2023-11-17 meeting.","evidence_excerpt":"(i) Election of Directors: Name For: Against: Abstentions: Broker Non-Votes: Harold L. Covert 54,562,275 365,312 56,163 6,171,060 Pamela F. Fletcher 54,705,444 210,587 67,719 6,171,060 Isaac H. Harris 44,799,127 10,113,681 70,942 6,171,060 Penelope A. Herscher 53,505,137 1,422,971 55,642 6,171,060 Julia S. Johnson 53,925,528 987,472 70,750 6,171,060 Brian J. Lillie 44,808,932 10,116,011 58,807 6,171,060 Alan S. Lowe 54,599,845 306,826 77,079 6,171,060 Ian S. Small 44,747,666 10,178,916 57,168 6,171,060 Janet S. Wong 54,048,409 880,853 54,488 6,171,060","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-17"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}