--- schema_version: "secwatch.filing_event.v1" accession: "0001628280-23-039654" form_type: "8-K" ticker: "LITE" cik: "0001633978" company_name: "Lumentum Holdings Inc." filed_at: "2023-11-21T23:59:59+00:00" generated_at: "2026-06-07T22:42:08.872422+00:00" event_type: "other_material" sentiment: "negative" materiality_score: 0.7 calibrated_materiality_score: 0.7 confidence: "high" source: SEC EDGAR --- # Lumentum shareholders approve 3M share increase for equity plan; advisory say-on-pay fails ## Summary - Stockholders approved amendment to 2015 Equity Incentive Plan increasing authorized shares by 3,000,000 (39M for, 15.8M against). - Non-binding advisory vote on executive compensation failed: 26.7M for, 28.2M against. - Directors elected; Isaac H. Harris, Brian J. Lillie, Ian S. Small each received over 10M against votes. - Ratification of Deloitte as auditor for FY 2024 approved with 60.9M for. - Stockholders voted for annual advisory say-on-pay votes (one-year frequency). ## SEC filing metadata - accession: 0001628280-23-039654 - form_type: 8-K - ticker: LITE - cik: 0001633978 - company_name: Lumentum Holdings Inc. - filed_at: 2023-11-21T23:59:59+00:00 - event_type: other_material - sentiment: negative - materiality_score: 0.7 - calibrated_materiality_score: 0.7 - confidence: high - sec_items: 5.02, 5.07, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/lite-20231117.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001628280-23-039654 - JSON: https://secwatch.observer/filing/0001628280-23-039654.json - Plain text: https://secwatch.observer/filing/0001628280-23-039654.txt ## Key facts - Shareholder Votes Lumentum Holdings Inc. shareholders approved To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers at the 2023-11-17 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-11-17 source text: (ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers: For: Against: Abstentions: Broker Non-Votes: 26,653,255 28,222,008 108,487 6,171,060 evidence_url: https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm - Shareholder Votes Lumentum Holdings Inc. shareholders approved To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers at the 2023-11-17 meeting. - Proposal: say on pay frequency - Outcome: passed - Meeting: 2023-11-17 source text: (iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers: One Year: Two Years: Three Years: Abstentions: 54,054,645 36,417 792,114 100,574 evidence_url: https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm - Shareholder Votes Lumentum Holdings Inc. shareholders approved To approve the Amended and Restated 2015 Equity Incentive Plan at the 2023-11-17 meeting. - Proposal: equity plan - Outcome: passed - Meeting: 2023-11-17 source text: (iv) To approve the Amended and Restated 2015 Equity Incentive Plan: For: Against: Abstentions: Broker Non-Votes: 39,033,778 15,848,248 101,724 6,171,060 evidence_url: https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm - Shareholder Votes Lumentum Holdings Inc. shareholders approved To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024 at the 2023-11-17 meeting. - Proposal: auditor ratification - Outcome: passed - Meeting: 2023-11-17 source text: (v) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024: For: Against: Abstentions: 60,900,666 147,314 106,830 evidence_url: https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm - Shareholder Votes Lumentum Holdings Inc. shareholders approved Election of Directors at the 2023-11-17 meeting. - Proposal: director election - Outcome: passed - Meeting: 2023-11-17 source text: (i) Election of Directors: Name For: Against: Abstentions: Broker Non-Votes: Harold L. Covert 54,562,275 365,312 56,163 6,171,060 Pamela F. Fletcher 54,705,444 210,587 67,719 6,171,060 Isaac H. Harris 44,799,127 10,113,681 70,942 6,171,060 Penelope A. Herscher 53,505,137 1,422,971 55,642 6,171,060 Julia S. Johnson 53,925,528 987,472 70,750 6,171,060 Brian J. Lillie 44,808,932 10,116,011 58,807 6,171,060 Alan S. Lowe 54,599,845 306,826 77,079 6,171,060 Ian S. Small 44,747,666 10,178,916 57,168 6,171,060 Janet S. Wong 54,048,409 880,853 54,488 6,171,060 evidence_url: https://www.sec.gov/Archives/edgar/data/1633978/000162828023039654/0001628280-23-039654-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.