---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-23-039894"
form_type: "8-K"
ticker: null
cik: "0001606698"
company_name: "ALPINE 4 HOLDINGS, INC."
filed_at: "2023-11-22T23:59:59+00:00"
generated_at: "2026-06-07T22:14:25.528762+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Alpine 4 receives Nasdaq delisting notice for late Q3 2023 10-Q filing

## Summary
- Nasdaq notified Alpine 4 on Nov 16, 2023 of non-compliance with Listing Rule 5250(c)(1) due to delayed Q3 10-Q.
- Company has 60 calendar days to submit a plan to regain compliance; Nasdaq may grant up to 180-day extension.
- Alpine 4 states it will file the delinquent 10-Q as soon as practicable and plans to submit compliance plan.
- Late filing caused by independent auditor requesting additional information and documentation for review.

## SEC filing metadata
- accession: 0001628280-23-039894
- form_type: 8-K
- cik: 0001606698
- company_name: ALPINE 4 HOLDINGS, INC.
- filed_at: 2023-11-22T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1606698/000162828023039894/0001628280-23-039894-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1606698/000162828023039894/alpp-20231116.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-23-039894
- JSON: https://secwatch.observer/filing/0001628280-23-039894.json
- Plain text: https://secwatch.observer/filing/0001628280-23-039894.txt

## Key facts
- Listing & Compliance Notices
  ALPINE 4 HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: any”), received a notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of not having filed the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, with the SEC on time, the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires timely filing of all required periodic financial reports with the SEC. The Notice indicated that under Nasdaq Listing Rules, the Company has 60 calendar days to submit a plan to regain compliance with the Listing Rule. If Nasdaq accepts the Company’s p
  evidence_url: https://www.sec.gov/Archives/edgar/data/1606698/000162828023039894/0001628280-23-039894-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.