secwatch.observer — SEC 8-K summary
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Issuer:     ALPINE 4 HOLDINGS, INC. (—)
CIK:        0001606698
Form:       8-K
Filed at:   2023-11-22T23:59:59+00:00
Accession:  0001628280-23-039894
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Alpine 4 receives Nasdaq delisting notice for late Q3 2023 10-Q filing
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- Nasdaq notified Alpine 4 on Nov 16, 2023 of non-compliance with Listing Rule 5250(c)(1) due to delayed Q3 10-Q.
- Company has 60 calendar days to submit a plan to regain compliance; Nasdaq may grant up to 180-day extension.
- Alpine 4 states it will file the delinquent 10-Q as soon as practicable and plans to submit compliance plan.
- Late filing caused by independent auditor requesting additional information and documentation for review.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1606698/000162828023039894/0001628280-23-039894-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1606698/000162828023039894/alpp-20231116.htm
  HTML page:      https://secwatch.observer/filing/0001628280-23-039894

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