secwatch.observer — SEC 8-K summary
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Issuer:     UpHealth, Inc. (—)
CIK:        0001770141
Form:       8-K
Filed at:   2023-11-29T23:59:59+00:00
Accession:  0001628280-23-040224
Event type: other_material
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

UpHealth warrants (UPH.WS) delisted from NYSE due to abnormally low price; now trading OTC
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- NYSE Regulation determined warrants unsuitable for listing due to 'abnormally low' price levels under Section 802.01D.
- Trading in warrants suspended immediately on Nov 28, 2023; company does not intend to appeal.
- Warrants began trading over-the-counter on Nov 29 under symbol UPHLW.
- Common stock (UPH) remains listed on NYSE; delisting does not affect operations or SEC reporting.
- Transition to OTC likely reduces liquidity and could further depress warrant trading price.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1770141/000162828023040224/0001628280-23-040224-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1770141/000162828023040224/uph-20231128.htm
  HTML page:      https://secwatch.observer/filing/0001628280-23-040224

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer