secwatch.observer — SEC 8-K summary
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Issuer:     UpHealth, Inc. (—)
CIK:        0001770141
Form:       8-K
Filed at:   2023-12-13T23:59:59+00:00
Accession:  0001628280-23-041443
Event type: regulatory
Sentiment:  negative
Materiality: 0.75
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

UpHealth common stock (UPH) delisted from NYSE for market cap deficiency; now trades OTC under UPHL
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- NYSE Regulation commenced delisting proceedings for UpHealth common stock (UPH) on Dec 11, 2023, due to failure to maintain $15M average global market cap over 30 days.
- Trading in UPH was suspended immediately and moved to OTC under symbol 'UPHL' effective Dec 12, 2023.
- Company's warrants (UPH.WS) were already delisted on Nov 28, 2023, and now trade OTC under 'UPHLW'.
- Company is evaluating options including appeal within 10 business days; can't assure continued OTC trading or liquidity.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1770141/000162828023041443/0001628280-23-041443-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1770141/000162828023041443/uph-20231211.htm
  HTML page:      https://secwatch.observer/filing/0001628280-23-041443

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