secwatch.observer — SEC 8-K summary ====================================== Issuer: Avalo Therapeutics, Inc. (AVTX) CIK: 0001534120 Form: 8-K Filed at: 2023-12-28T23:59:59+00:00 Accession: 0001628280-23-042817 Event type: other_material Sentiment: negative Materiality: 0.55 Item codes: 3.03, 5.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Avalo Therapeutics executes 1-for-240 reverse stock split to regain Nasdaq compliance -------------------------------------------------------------------------------- - Reverse split effective 5:00 PM ET Dec 28, 2023; shares trade split-adjusted Dec 29 under AVTX. - Shares outstanding reduced from ~192.4M to ~801,611; fractional shares rounded up to whole share. - Split raises per-share price to satisfy Nasdaq Capital Market minimum bid price rule. - No change to authorized shares or par value; options/warrants adjusted proportionally. - New CUSIP 05338F306; Equiniti Trust Company acting as exchange agent. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1534120/000162828023042817/0001628280-23-042817-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1534120/000162828023042817/avtx-20231228.htm HTML page: https://secwatch.observer/filing/0001628280-23-042817 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer