secwatch / observer
8-K filed February 2, 2024, 6:59 PM ET ticker GRI CIK 0001824293
other material confidence high sentiment negative materiality 0.75

GRI Bio prices $5.5M public offering of common stock and warrants at $1.10/unit

GRI Bio, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

GRI Bio, Inc. entered into Placement Agency Agreement with A.G.P./Alliance Global Partners valued at cash fee equal to 7.0% of the gross proceeds (effective 2024-02-01).

Action
entry
Agreement
underwriting
Counterparty
A.G.P./Alliance Global Partners
Value
cash fee equal to 7.0% of the gross proceeds
Effective
2024-02-01
Exact text from the filing
On February 1, 2024, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with A.G.P./Alliance Global Partners (“A.G.P.”), pursuant to which A.G.P. agreed to act as exclusive placement agent for the issuance and sale of the Shares and Warrants.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

GRI Bio, Inc. entered into Securities Purchase Agreement with each purchaser identified on the signature pages thereto valued at combined purchase price of $1.10 (effective 2024-02-01).

Action
entry
Agreement
equity purchase
Counterparty
each purchaser identified on the signature pages thereto
Value
combined purchase price of $1.10
Effective
2024-02-01
Exact text from the filing
On February 1, 2024, GRI Bio, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement with each purchaser identified on the signature pages thereto (the “Purchase Agreement”), pursuant to which the Company agreed to issue and sell, in a public offering (the “Offering”), (i) 330,450 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) 4,669,550 pre-funded warrants (the “Pre-Funded Warrants”) exercisable for an aggregate of 4,669,550 shares of Common Stock, (iii) 5,000,000 Series B-1 common warrants (the “Series B-1 Common Warrants”) exercisable for an aggregate of 5,000,000 shares of Common Stock, and (iv) 5,000,000 Series B-2 common warrants (the “Series B-2 Common Warrants,” and together with the Series B-1 Common Warrants, the “Common Warrants”) exercisable for an aggregate of 5,000,000 shares of Common Stock.
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GRI Bio, Inc. filing history →

Source: SEC EDGAR
accession 0001628280-24-003067
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