---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-24-013316"
form_type: "8-K"
ticker: "ALTI"
cik: "0001838615"
company_name: "AlTi Global, Inc."
filed_at: "2024-03-27T23:59:59+00:00"
generated_at: "2026-06-04T07:21:38.340944+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# AlTi Global closes $115M initial investment from Constellation Wealth Capital, issues convertible preferred and warrants

## Summary
- Sold 115,000 Series C Convertible Preferred shares for $115M; issued warrants for 1,533,333 Class A common shares.
- Proceeds to fund M&A pipeline and organic growth; part of up to $450M strategic investment from Allianz X and CWC.
- Company may require additional $35M investment from CWC (May–Sept 2024) with warrants for 466,667 additional shares.
- Series C Preferred Stock terms include conversion rights and preferences as set in Certificate of Designations filed with Delaware.

## SEC filing metadata
- accession: 0001628280-24-013316
- form_type: 8-K
- ticker: ALTI
- cik: 0001838615
- company_name: AlTi Global, Inc.
- filed_at: 2024-03-27T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 5.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1838615/000162828024013316/0001628280-24-013316-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1838615/000162828024013316/alti-20240327.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-24-013316
- JSON: https://secwatch.observer/filing/0001628280-24-013316.json
- Plain text: https://secwatch.observer/filing/0001628280-24-013316.txt

## Key facts
- Governance Changes
  AlTi Global, Inc.: Filed Series C Certificate of Designations for Series C Preferred Stock (effective 2024-03-27).
  - Change: charter amendment
  - Effective: 2024-03-27
  source text: On March 27, 2024, the Company filed the Series C Certificate of Designations setting forth the terms, rights, obligations and preferences of the Series C Preferred Stock.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1838615/000162828024013316/0001628280-24-013316-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.