secwatch.observer — SEC 8-K summary ====================================== Issuer: Appgate, Inc. (—) CIK: 0001353538 Form: 8-K Filed at: 2024-03-28T23:59:59+00:00 Accession: 0001628280-24-013616 Event type: debt Sentiment: neutral Materiality: 0.30 Item codes: 2.03, 3.02 LLM model: deepseek-v4-flash:cloud@v2 Appgate lenders exercise option to buy additional $1.5M in convertible notes ---------------------------------------------------------------------------- - On March 28, 2024, lenders purchased $1.5M aggregate principal of Legacy Appgate Convertible Senior Notes due 2026. - Gross proceeds from Additional Notes issued since June 2023 total $5.5M. - Notes sold in private placement under Section 4(a)(2) exemption; not registered under Securities Act. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1353538/000162828024013616/0001628280-24-013616-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1353538/000162828024013616/apgt-20240328.htm HTML page: https://secwatch.observer/filing/0001628280-24-013616 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer