secwatch.observer — SEC 8-K summary ====================================== Issuer: Avalo Therapeutics, Inc. (AVTX) CIK: 0001534120 Form: 8-K Filed at: 2024-08-14T23:59:59+00:00 Accession: 0001628280-24-037174 Event type: other Sentiment: neutral Materiality: 0.40 Item codes: 5.02, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Avalo shareholders approve equity plan increase to 3.55M shares, ESPP, and elect directors -------------------------------------------------------------------------------- - Stockholders approved Fourth Amended and Restated 2016 Equity Incentive Plan, increasing share reserve to 3,548,882 shares with automatic annual increases through 2034. - Stockholders also approved Amended and Restated Employee Stock Purchase Plan, reserving 234,878 shares with automatic annual increases through 2034. - All seven director nominees were elected: June Almenoff, Mitchell Chan, Jonathan Goldman, Aaron Kantoff, Gilla Kaplan, Garry Neil, Samantha Truex. - Stockholders ratified Ernst & Young as independent auditor for fiscal year ending December 31, 2024. - Proposal to approve issuance of shares for Series C Preferred conversion, warrant exercise, and AlmataBio milestone obligations was approved. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1534120/000162828024037174/0001628280-24-037174-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1534120/000162828024037174/avtx-20240813.htm HTML page: https://secwatch.observer/filing/0001628280-24-037174 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer