---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-24-038941"
form_type: "8-K"
ticker: "AIFC"
cik: "0000862861"
company_name: "AI Financial Corp"
filed_at: "2024-08-30T23:59:59+00:00"
generated_at: "2026-05-31T06:54:51.428599+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# ALT5 Sigma appoints Peter Tassiopoulos as CEO; Tony Isaac moves to President/Chairman

## Summary
- Peter Tassiopoulos appointed CEO effective Sept 16, 2024; Tony Isaac steps down as CEO but remains President and Chairman.
- Base salary $420,000; eligible for annual bonus up to 100% of base salary.
- Received 400,000 immediately-vesting RSUs as inducement grant; additional 800,000 RSUs to vest by Aug 26, 2025.
- Tassiopoulos has 30+ years experience, completed over $1 billion in M&A and financing transactions.
- Change-of-control bonus: 2-3% of aggregate cash consideration to stockholders based on deal size tiers.

## SEC filing metadata
- accession: 0001628280-24-038941
- form_type: 8-K
- ticker: AIFC
- cik: 0000862861
- company_name: AI Financial Corp
- filed_at: 2024-08-30T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/862861/000162828024038941/0001628280-24-038941-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/862861/000162828024038941/jan-20240826.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-24-038941
- JSON: https://secwatch.observer/filing/0001628280-24-038941.json
- Plain text: https://secwatch.observer/filing/0001628280-24-038941.txt

## Key facts
- Executive change
  Tony Isaac changed role as President and Chairman at AI Financial Corp.
  - Action: step down
  - Role: President and Chairman
  source text: Tony Isaac will step down as our Chief Executive Officer effective as of the Start Date. Tony will continue to serve as our President and will continue to serve as our Chairman on the Board of Directors (our “Board”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/862861/000162828024038941/0001628280-24-038941-index.htm
- Executive change
  Peter Tassiopoulos was appointed as Chief Executive Officer at AI Financial Corp.
  - Action: appointed
  - Role: Chief Executive Officer
  source text: appointed Peter Tassiopoulos to serve as our Chief Executive Officer, effective September 16, 2024
  evidence_url: https://www.sec.gov/Archives/edgar/data/862861/000162828024038941/0001628280-24-038941-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.