---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-24-043082"
form_type: "8-K"
ticker: "SNWV"
cik: "0001417663"
company_name: "SANUWAVE Health, Inc."
filed_at: "2024-10-18T23:59:59+00:00"
generated_at: "2026-05-30T12:45:03.833267+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Sanuwave completes 1-for-375 reverse split, $10.3M PIPE, and note exchange

## Summary
- Reverse stock split 1-for-375 effective Oct 18; outstanding shares post-restructuring ~8.5M.
- Exchanged $43.2M in convertible notes and associated warrants for ~4.0M post-split shares.
- Closed $10.3M PIPE at $8.25/share led by AWM Investment, Manchester Management, Opaleye.
- Entered consent/limited waiver with NH Expansion; repaid HealthTronics $1.4M note, regaining debt covenant compliance.
- CEO Morgan Frank states transactions simplify cap table and position company for growth and profitability.

## SEC filing metadata
- accession: 0001628280-24-043082
- form_type: 8-K
- ticker: SNWV
- cik: 0001417663
- company_name: SANUWAVE Health, Inc.
- filed_at: 2024-10-18T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 5.03, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1417663/000162828024043082/0001628280-24-043082-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1417663/000162828024043082/snwv-20241015.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-24-043082
- JSON: https://secwatch.observer/filing/0001628280-24-043082.json
- Plain text: https://secwatch.observer/filing/0001628280-24-043082.txt

## Key facts
- Governance Changes
  SANUWAVE Health, Inc.: Filing of Certificate of Amendment to Articles of Incorporation to implement a 1-for-375 reverse stock split of Common Stock (effective 2024-10-18).
  - Change: charter amendment
  - Effective: 2024-10-18
  source text: On October 15, 2024, the Company filed a Certificate of Amendment to its Articles of Incorporation, as amended (the "Certificate of Amendment"), to implement a 1-for-375 reverse stock split (the "Reverse Stock Split") of Common Stock.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1417663/000162828024043082/0001628280-24-043082-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.