---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-24-052382"
form_type: "8-K"
ticker: "SOAR"
cik: "0001853070"
company_name: "Volato Group, Inc."
filed_at: "2024-12-26T23:59:59+00:00"
generated_at: "2026-05-28T23:23:18.028116+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Volato receives NYSE warning for issuing 16M shares without approval; says resolved

## Summary
- NYSE warned Volato for violating Sections 301 and 713 by issuing ~16M shares between Nov-Dec 2024 without prior listing approval or shareholder vote.
- Shares were issued under a Settlement Agreement dated November 4, 2024, equal to 20%+ of outstanding stock at below book/market value.
- Company says matter resolved after filing Form 8-K and press release; implementing additional controls to prevent future violations.
- NYSE Regulation cautioned that further non-compliance may lead to delisting proceedings.

## SEC filing metadata
- accession: 0001628280-24-052382
- form_type: 8-K
- ticker: SOAR
- cik: 0001853070
- company_name: Volato Group, Inc.
- filed_at: 2024-12-26T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1853070/000162828024052382/0001628280-24-052382-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1853070/000162828024052382/soar-20241219.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-24-052382
- JSON: https://secwatch.observer/filing/0001628280-24-052382.json
- Plain text: https://secwatch.observer/filing/0001628280-24-052382.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.