secwatch.observer — SEC 8-K summary ====================================== Issuer: Castellum, Inc. (CTM) CIK: 0001877939 Form: 8-K Filed at: 2024-12-30T23:59:59+00:00 Accession: 0001628280-24-052536 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Castellum prices $3.7M public offering of 4.355M shares at $0.85/share ---------------------------------------------------------------------- - 4,355,000 shares offered at $0.85 each; gross proceeds ~$3.7M before fees and expenses. - Closing expected December 30, 2024; net proceeds for working capital and general corporate purposes. - Company and certain officers/directors subject to 60-day lock-up; six-month ban on variable-rate transactions. - Maxim Group LLC acting as sole placement agent with 7.0% cash fee and up to $60,000 expense reimbursement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1877939/000162828024052536/0001628280-24-052536-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1877939/000162828024052536/ctm-20241226.htm HTML page: https://secwatch.observer/filing/0001628280-24-052536 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer