---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-25-000297"
form_type: "8-K"
ticker: null
cik: "0001827821"
company_name: "Forge Global Holdings, Inc."
filed_at: "2025-01-03T23:59:59+00:00"
generated_at: "2026-05-28T15:27:36.921415+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Forge Global receives NYSE delisting notice for stock price below $1.00

## Summary
- Dec 31 notice: average closing price below $1.00 over 30 trading days.
- NYSE gives six-month cure period; stock remains listed during cure.
- Company may pursue reverse stock split subject to shareholder approval.
- Compliance can be regained if month-end closing price >= $1.00 and 30-day average >= $1.00.
- No immediate impact on listing; FRGE continues trading on NYSE.

## SEC filing metadata
- accession: 0001628280-25-000297
- form_type: 8-K
- cik: 0001827821
- company_name: Forge Global Holdings, Inc.
- filed_at: 2025-01-03T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1827821/000162828025000297/0001628280-25-000297-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1827821/000162828025000297/forge-20241231.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-25-000297
- JSON: https://secwatch.observer/filing/0001628280-25-000297.json
- Plain text: https://secwatch.observer/filing/0001628280-25-000297.txt

## Key facts
- Listing & Compliance Notices
  Forge Global Holdings, Inc. received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).
  - Exchange: nyse
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 802.01C
  source text: December 31, 2024, Forge Global Holdings, Inc. (the “Company”) received written notice from the New York Stock Exchange (the “NYSE”) that the Company is not in compliance with Rule 802.01C of the NYSE’s Listed Company Ma
  evidence_url: https://www.sec.gov/Archives/edgar/data/1827821/000162828025000297/0001628280-25-000297-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.