secwatch.observer — SEC 8-K summary ====================================== Issuer: Forge Global Holdings, Inc. (—) CIK: 0001827821 Form: 8-K Filed at: 2025-01-03T23:59:59+00:00 Accession: 0001628280-25-000297 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Forge Global receives NYSE delisting notice for stock price below $1.00 ----------------------------------------------------------------------- - Dec 31 notice: average closing price below $1.00 over 30 trading days. - NYSE gives six-month cure period; stock remains listed during cure. - Company may pursue reverse stock split subject to shareholder approval. - Compliance can be regained if month-end closing price >= $1.00 and 30-day average >= $1.00. - No immediate impact on listing; FRGE continues trading on NYSE. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1827821/000162828025000297/0001628280-25-000297-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1827821/000162828025000297/forge-20241231.htm HTML page: https://secwatch.observer/filing/0001628280-25-000297 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer