secwatch.observer — SEC 8-K summary
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Issuer:     ESS Tech, Inc. (GWH)
CIK:        0001819438
Form:       8-K
Filed at:   2025-03-28T23:59:59+00:00
Accession:  0001628280-25-015467
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

ESS Tech receives NYSE delisting notice for low market cap and equity
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- 30-day avg market cap $47.8M; reported equity $49.2M as of Sept 30, 2024.
- NYSE Rule 802.01B requires both market cap and equity above $50M.
- Company to submit plan within 45 days to regain compliance within 18 months.
- No immediate impact on listing or operations; cure period pending NYSE acceptance.
- Ticker GWH continues trading on NYSE while company evaluates options.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1819438/000162828025015467/0001628280-25-015467-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1819438/000162828025015467/wk-20250324.htm
  HTML page:      https://secwatch.observer/filing/0001628280-25-015467

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer