secwatch.observer — SEC 8-K summary
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Issuer:     urban-gro, Inc. (UGRO)
CIK:        0001706524
Form:       8-K
Filed at:   2025-05-23T23:59:59+00:00
Accession:  0001628280-25-027660
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

urban-gro receives Nasdaq non-compliance notice for late 10-K and 10-Q filings
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- Nasdaq notified urban-gro on May 21, 2025 that it is out of compliance with Listing Rule 5250(c)(1) due to unfiled 10-K (FY2024) and 10-Q (Q1 2025).
- The company has until June 16, 2025 to submit a plan to regain compliance; Nasdaq may grant up to Oct 13, 2025 to file the 10-K.
- Delays attributed to restatement of prior financials (completed Feb 19, 2025) and turnover in the finance department.
- The notice has no immediate effect on listing of common stock on Nasdaq Capital Market.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1706524/000162828025027660/0001628280-25-027660-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1706524/000162828025027660/ugro-20250521.htm
  HTML page:      https://secwatch.observer/filing/0001628280-25-027660

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