secwatch.observer — SEC 8-K summary ====================================== Issuer: OPPENHEIMER HOLDINGS INC (OPY) CIK: 0000791963 Form: 8-K Filed at: 2025-10-31T23:59:59+00:00 Accession: 0001628280-25-047686 Event type: earnings Sentiment: neutral Materiality: 0.70 Item codes: 2.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Oppenheimer Q3 revenue up 13.7% to $424.4M; net income falls to $21.7M on higher comp -------------------------------------------------------------------------------- - Basic EPS of $2.06 vs $2.38 a year ago; $13.5M charge from liability-based awards tied to share price. - Wealth Management revenue $259.7M (+5.6%), pre-tax income $62.5M (-13.2%); AUM hit record $55.1B. - Capital Markets revenue $162.1M (+30.7%), pre-tax income $12.3M vs prior-year loss of $6.1M. - Quarterly dividend of $0.18/share declared, payable Nov. 28, 2025, record Nov. 14, 2025. - Book value per share $87.47, tangible book $70.48, both record highs. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/791963/000162828025047686/0001628280-25-047686-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/791963/000162828025047686/opy-20251030.htm HTML page: https://secwatch.observer/filing/0001628280-25-047686 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer