{"schema_version":"secwatch.filing_event.v1","accession":"0001628280-25-051586","form_type":"8-K","ticker":"INV","cik":"0002001557","company_name":"Innventure, Inc.","filed_at":"2025-11-12T23:59:59+00:00","discovered_at":"2026-05-14T18:02:41.261321+00:00","generated_at":"2026-05-16T21:48:01.888402+00:00","sec_items":["1.01","2.03","3.02","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Innventure issues $5M convertible debenture to Yorkville; total $15M facility drawn","bullets":["Fourth Convertible Debenture of $5M issued to YA II PN, Ltd.; gross proceeds ~$4.5M after 10% OID.","Debenture bears 5% interest (18% upon default), matures Sept 15, 2026; cash amortization if VWAP below $1.16 floor.","Conversion price: lower of $7.00 fixed or 95% of 5-day low VWAP (floor $1.16); subject to Nasdaq exchange cap.","Follows $10M debenture issued Sept 15, 2025; total $15M facility now fully drawn."],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-25-051586","json":"https://secwatch.observer/filing/0001628280-25-051586.json","markdown":"https://secwatch.observer/filing/0001628280-25-051586.md","text":"https://secwatch.observer/filing/0001628280-25-051586.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/innv-20251112.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T21:48:01.888402+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"44d74a567d68e6d287328c1e70e82abf81ad57f8","claim":"Innventure, Inc. incurred convertible notes of $5,000,000 with YA II PN, Ltd. (Yorkville) at annual rate of 5.0%, unless an event of default occurs and remains uncured, upon maturing September 15, 2026.","evidence_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0001213900-26-054183","ticker":"EMAT","company_name":"Evolution Metals & Technologies Corp.","filed_at":"2026-05-11T23:59:59+00:00","headline":"EMAT secures $100M convertible debenture facility from Yorkville; first $20M tranche issued","event_type":"debt","sec_items":["1.01","2.03","3.02","7.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-054183","json":"https://secwatch.observer/filing/0001213900-26-054183.json","markdown":"https://secwatch.observer/filing/0001213900-26-054183.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1866226/000121390026054183/0001213900-26-054183-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1866226/000121390026054183/ea0290073-8k_evolution.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"The first Convertible Debenture (the “First Debenture”) in the principal amount of $20,000,000 was issued on May 7, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1866226/000121390026054183/0001213900-26-054183-index.htm"}},{"accession":"0001213900-26-053894","ticker":"TBH","company_name":"Brag House Holdings, Inc.","filed_at":"2026-05-08T23:59:59+00:00","headline":"Brag House issues $2.5M convertible notes at 25% OID; proceeds for House of Doge merger","event_type":"debt","sec_items":["1.01","2.03","3.02","9.01"],"materiality_score":0.75,"calibrated_materiality_score":0.75,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-053894","json":"https://secwatch.observer/filing/0001213900-26-053894.json","markdown":"https://secwatch.observer/filing/0001213900-26-053894.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1903595/000121390026053894/0001213900-26-053894-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1903595/000121390026053894/ea0289773-8k_braghouse.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"The issuance of the Notes in the aggregate original principal amount of $2,500,000 constitutes the creation of a direct financial obligation of the Company. The Notes bear interest at 12.0% per annum, mature on February 4, 2027","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1903595/000121390026053894/0001213900-26-053894-index.htm"}},{"accession":"0001492691-26-000042","ticker":"KNX","company_name":"Knight-Swift Transportation Holdings Inc.","filed_at":"2026-05-08T23:59:59+00:00","headline":"Knight-Swift closes $1.5B convertible note offering at 1.00% due 2031; proceeds used to repay term loans and revolver","event_type":"debt","sec_items":["1.01","2.03","3.02","8.01","9.01"],"materiality_score":0.75,"calibrated_materiality_score":0.75,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001492691-26-000042","json":"https://secwatch.observer/filing/0001492691-26-000042.json","markdown":"https://secwatch.observer/filing/0001492691-26-000042.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1492691/000149269126000042/0001492691-26-000042-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1492691/000149269126000042/knx-20260505.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"On May 8, 2026, Knight-Swift Transportation Holdings Inc. (the \"Company\") completed its previously announced private offering (the \"Offering\") of $1.5 billion aggregate principal amount of 1.00% Convertible Senior Notes due 2031","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1492691/000149269126000042/0001492691-26-000042-index.htm"}},{"accession":"0001104659-26-057138","ticker":"OCGN","company_name":"Ocugen, Inc.","filed_at":"2026-05-07T23:59:59+00:00","headline":"Ocugen completes $115M convertible note offering at 6.75%, repays Avenue loan","event_type":"debt","sec_items":["1.01","1.02","2.02","2.03","3.02","9.01"],"materiality_score":0.75,"calibrated_materiality_score":0.75,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-057138","json":"https://secwatch.observer/filing/0001104659-26-057138.json","markdown":"https://secwatch.observer/filing/0001104659-26-057138.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1372299/000110465926057138/0001104659-26-057138-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1372299/000110465926057138/tm2613898d1_8k.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"On May 7, 2026, Ocugen, Inc. (the “Company”) completed its previously announced private offering (the “offering”) of $115.0 million aggregate principal amount of 6.75% Convertible Senior Notes due 2034 (the “notes”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1372299/000110465926057138/0001104659-26-057138-index.htm"}},{"accession":"0001360604-26-000047","ticker":"HR","company_name":"Healthcare Realty Trust Inc","filed_at":"2026-05-07T23:59:59+00:00","headline":"HR subsidiary issues $700M 3.00% exchangeable senior notes due 2032","event_type":"debt","sec_items":["1.01","2.03","3.02","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001360604-26-000047","json":"https://secwatch.observer/filing/0001360604-26-000047.json","markdown":"https://secwatch.observer/filing/0001360604-26-000047.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1360604/000136060426000047/0001360604-26-000047-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1360604/000136060426000047/hr-20260507.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"issued $700,000,000 aggregate principal amount of its 3.00% Exchangeable Senior Notes due 2032","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1360604/000136060426000047/0001360604-26-000047-index.htm"}},{"accession":"0001062822-26-000094","ticker":"LXRX","company_name":"LEXICON PHARMACEUTICALS, INC.","filed_at":"2026-05-06T23:59:59+00:00","headline":"Lexicon secures $100M loan facility from Hercules Capital; $55M funded at closing","event_type":"debt","sec_items":["1.01","2.03","3.02","7.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001062822-26-000094","json":"https://secwatch.observer/filing/0001062822-26-000094.json","markdown":"https://secwatch.observer/filing/0001062822-26-000094.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1062822/000106282226000094/0001062822-26-000094-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1062822/000106282226000094/lxrx-20260504.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"On May 4, 2026, Lexicon Pharmaceuticals, Inc. (\" Lexicon \") and its subsidiaries entered into a loan and security agreement with Hercules Capital, Inc. and certain of its affiliates (\" Hercules \") that provides up to $100 million in borrowing capacity (the \" Hercules Term Loans \") available in three tranches, each maturing in May 2030.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1062822/000106282226000094/0001062822-26-000094-index.htm"}},{"accession":"0001096906-26-000724","ticker":"FMHS","company_name":"FARMHOUSE, INC. /NV","filed_at":"2026-05-06T23:59:59+00:00","headline":"Farmhouse issues $2.22M convertible note to Axiom; net cash $884k for Bitcoin/Gold treasury","event_type":"debt","sec_items":["1.01","2.03","3.02","7.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001096906-26-000724","json":"https://secwatch.observer/filing/0001096906-26-000724.json","markdown":"https://secwatch.observer/filing/0001096906-26-000724.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1811999/000109690626000724/0001096906-26-000724-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1811999/000109690626000724/fmhs-20260504_8k.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"On May 4, 2026, the Company issued a Convertible Promissory Note (the “Note”) to Axiom Holdings Group LLC (the “Investor”) with an original principal amount of $2,222,222, reflecting gross proceeds of $2,000,000 and a ten percent (10%) original issue discount.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1811999/000109690626000724/0001096906-26-000724-index.htm"}},{"accession":"0001047127-26-000029","ticker":"AMKR","company_name":"AMKOR TECHNOLOGY, INC.","filed_at":"2026-05-05T23:59:59+00:00","headline":"Amkor issues $1.15B zero-coupon convertible notes due 2031; enters capped call transactions","event_type":"debt","sec_items":["1.01","2.03","3.02","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: debt_financing","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001047127-26-000029","json":"https://secwatch.observer/filing/0001047127-26-000029.json","markdown":"https://secwatch.observer/filing/0001047127-26-000029.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1047127/000104712726000029/0001047127-26-000029-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1047127/000104712726000029/amkr-20260430.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm","comparable_excerpt":"On May 5, 2026, Amkor Technology, Inc. (the “Company”) issued $1,150,000,000 aggregate principal amount of its 0.00% Convertible Senior Notes due 2031 (the “Notes”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1047127/000104712726000029/0001047127-26-000029-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}