---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-25-051586"
form_type: "8-K"
ticker: "INV"
cik: "0002001557"
company_name: "Innventure, Inc."
filed_at: "2025-11-12T23:59:59+00:00"
generated_at: "2026-05-16T21:48:01.888402+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Innventure issues $5M convertible debenture to Yorkville; total $15M facility drawn

## Summary
- Fourth Convertible Debenture of $5M issued to YA II PN, Ltd.; gross proceeds ~$4.5M after 10% OID.
- Debenture bears 5% interest (18% upon default), matures Sept 15, 2026; cash amortization if VWAP below $1.16 floor.
- Conversion price: lower of $7.00 fixed or 95% of 5-day low VWAP (floor $1.16); subject to Nasdaq exchange cap.
- Follows $10M debenture issued Sept 15, 2025; total $15M facility now fully drawn.

## SEC filing metadata
- accession: 0001628280-25-051586
- form_type: 8-K
- ticker: INV
- cik: 0002001557
- company_name: Innventure, Inc.
- filed_at: 2025-11-12T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/innv-20251112.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-25-051586
- JSON: https://secwatch.observer/filing/0001628280-25-051586.json
- Plain text: https://secwatch.observer/filing/0001628280-25-051586.txt

## Source-grounded claims
- claim_id: 44d74a567d68e6d287328c1e70e82abf81ad57f8
  claim: Innventure, Inc. incurred convertible notes of $5,000,000 with YA II PN, Ltd. (Yorkville) at annual rate of 5.0%, unless an event of default occurs and remains uncured, upon maturing September 15, 2026.
  evidence_excerpt: On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.