secwatch.observer — SEC 8-K summary ====================================== Issuer: Vistagen Therapeutics, Inc. (VTGN) CIK: 0001411685 Form: 8-K Filed at: 2026-02-06T23:59:59+00:00 Accession: 0001628280-26-006078 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Vistagen receives Nasdaq deficiency notice for minimum bid price non-compliance ------------------------------------------------------------------------------- - Received Nasdaq notice on Feb 3, 2026 for non-compliance with $1.00 minimum bid price requirement. - Stock closed below $1.00 for 30 consecutive business days; no immediate effect on listing. - Must regain compliance by Aug 3, 2026 by having $1.00 closing bid for 10 consecutive days. - May qualify for a second 180-day compliance period if other listing standards are met. - Failure to regain compliance could result in delisting from Nasdaq Capital Market. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1411685/000162828026006078/0001628280-26-006078-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1411685/000162828026006078/vtgn-20260203.htm HTML page: https://secwatch.observer/filing/0001628280-26-006078 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer