---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-26-019493"
form_type: "8-K"
ticker: "NEWT"
cik: "0001587987"
company_name: "NewtekOne, Inc."
filed_at: "2026-03-18T23:59:59+00:00"
generated_at: "2026-05-15T09:52:21.934925+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# NewtekOne signs $50M ATM distribution deal for senior notes and preferred

## Summary
- Up to $50M aggregate of 8.50% 2029 Notes, 8.625% 2029 Notes, 8.50% 2031 Notes, and depositary shares representing perpetual preferred stock.
- Placement agents are B. Riley Securities, Compass Point Research & Trading, and Roth Capital Partners.
- At-the-market offerings made through Nasdaq or other methods; effective March 12, 2026.
- Securities issued under existing shelf registration (File No. 333-269452) and a prospectus supplement filed March 13, 2026.
- Proceeds intended for general corporate purposes; no specific use stated.

## SEC filing metadata
- accession: 0001628280-26-019493
- form_type: 8-K
- ticker: NEWT
- cik: 0001587987
- company_name: NewtekOne, Inc.
- filed_at: 2026-03-18T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1587987/000162828026019493/0001628280-26-019493-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1587987/000162828026019493/newt-20260313.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-26-019493
- JSON: https://secwatch.observer/filing/0001628280-26-019493.json
- Plain text: https://secwatch.observer/filing/0001628280-26-019493.txt

## Key facts
- Material Agreements
  NewtekOne, Inc. entered into Securities Distribution Agreement with B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC valued at up to $50,000,000 aggregate principal amount (effective 2026-03-13).
  - Action: entry
  - Agreement: atm program
  - Counterparty: B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC
  - Value: up to $50,000,000 aggregate principal amount
  - Effective: 2026-03-13
  source text: On March 13, 2026, NewtekOne (the “Company”) entered into a Securities Distribution Agreement (the “Securities Distribution Agreement”), by and among the Company, B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC (collectively, the “Placement Agents”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1587987/000162828026019493/0001628280-26-019493-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.