secwatch.observer — SEC 8-K summary
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Issuer:     NewtekOne, Inc. (NEWT)
CIK:        0001587987
Form:       8-K
Filed at:   2026-03-18T23:59:59+00:00
Accession:  0001628280-26-019493
Event type: debt
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

NewtekOne signs $50M ATM distribution deal for senior notes and preferred
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- Up to $50M aggregate of 8.50% 2029 Notes, 8.625% 2029 Notes, 8.50% 2031 Notes, and depositary shares representing perpetual preferred stock.
- Placement agents are B. Riley Securities, Compass Point Research & Trading, and Roth Capital Partners.
- At-the-market offerings made through Nasdaq or other methods; effective March 12, 2026.
- Securities issued under existing shelf registration (File No. 333-269452) and a prospectus supplement filed March 13, 2026.
- Proceeds intended for general corporate purposes; no specific use stated.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1587987/000162828026019493/0001628280-26-019493-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1587987/000162828026019493/newt-20260313.htm
  HTML page:      https://secwatch.observer/filing/0001628280-26-019493

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer