secwatch.observer — SEC 8-K summary ====================================== Issuer: LPL Financial Holdings Inc. (LPLA) CIK: 0001397911 Form: 8-K Filed at: 2026-05-15T20:11:20+00:00 Accession: 0001628280-26-035566 Event type: other_material Sentiment: neutral Materiality: 0.15 Item codes: 5.03, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 LPL Financial adopts bylaw amendments and shareholders approve all proposals at 2026 annual meeting -------------------------------------------------------------------------------- - Board amended bylaws to align with Delaware law, clarify meeting postponement authority, and revise stockholder nomination procedures. - Shareholders elected all 11 director nominees, with votes ranging from 69.2M to 73.6M for. - Ratified Deloitte & Touche as auditor: 74.2M for, 2.7M against. - Advisory vote on executive compensation approved: 72.6M for, 1.1M against. - Three charter amendments passed: remove supermajority (73.7M for), officer exculpation (60.9M for), remove corp opportunities (73.7M for). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1397911/000162828026035566/0001628280-26-035566-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1397911/000162828026035566/lpla-20260514.htm HTML page: https://secwatch.observer/filing/0001628280-26-035566 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer