secwatch.observer — SEC 8-K summary ====================================== Issuer: NewtekOne, Inc. (NEWT) CIK: 0001587987 Form: 8-K Filed at: 2026-06-15T20:06:55+00:00 Accession: 0001628280-26-043167 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Shareholders elect two directors, ratify auditor, approve say-on-pay at NewtekOne meeting -------------------------------------------------------------------------------- - Directors Richard Salute (14.0M for, 3.0M withheld) and Craig "CJ" Brunet (16.5M for, 0.5M withheld) elected. - Ratification of RSM US LLP as auditor for 2026 passed: 21.6M for, 1.6M against, 79k abstain. - Advisory vote on named executive officer compensation approved: 15.0M for, 1.8M against, 215k abstain. - Annual meeting held June 12, 2026; 23.2M common shares represented. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1587987/000162828026043167/0001628280-26-043167-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1587987/000162828026043167/newt-20260615.htm HTML page: https://secwatch.observer/filing/0001628280-26-043167 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer