secwatch.observer — SEC 8-K summary
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Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2026-10-08T20:19:12+00:00
Accession:  0001628280-26-065459
Event type: debt
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 2.03, 8.01, 9.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Hercules Capital prices $400M 6.700% notes due 2029; proceeds to repay debt
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- $400M aggregate principal of 6.700% Notes due 2029; semiannual interest April 8 and October 8, commencing April 8, 2027; maturity October 8, 2029.
- Underwriting agreement dated October 5, 2026 with Goldman Sachs & Co. LLC and SMBC Nikko Securities America, Inc. as representatives; transaction closed October 8, 2026.
- Net proceeds to repay outstanding unsecured and/or secured indebtedness under financing arrangements, fund investments, and other general corporate purposes.
- Notes are unsecured, rank senior to subordinated debt, not guaranteed by subsidiaries, and redeemable at par plus make-whole premium.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000162828026065459/0001628280-26-065459-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000162828026065459/htgc-20261005.htm
  HTML page:      https://secwatch.observer/filing/0001628280-26-065459

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