---
schema_version: "secwatch.filing_event.v1"
accession: "0001628280-26-070640"
form_type: "8-K"
ticker: "LOCL"
cik: "0001840780"
company_name: "Local Bounti Corporation/DE"
filed_at: "2026-11-05T13:37:58+00:00"
generated_at: "2026-11-05T13:40:05.730424+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Local Bounti wins NYSE extension to Aug 5, 2027 to cure $50M market-cap listing deficiency

## Summary
- NYSE accepted Local Bounti's Oct 20, 2026 request, extending the Nov 5, 2026 deadline by nine months to Aug 5, 2027 — the maximum 18-month cure period allowed.
- Original Feb 5, 2026 notice: 30-trading-day average global market cap below $50M while last reported stockholders' equity was also below $50M, per Section 802.01B.
- To regain compliance by Aug 5, 2027, the company needs either a 30-day average global market cap of at least $50M or stockholders' equity of at least $50M.
- LOCL common stock continues trading on the NYSE during the cure period, subject to quarterly NYSE review; NYSE could begin suspension/delisting early if progress is deemed insufficient.
- Local Bounti says it is considering all available options and can provide no assurances it will regain compliance or maintain the NYSE listing.

## SEC filing metadata
- accession: 0001628280-26-070640
- form_type: 8-K
- ticker: LOCL
- cik: 0001840780
- company_name: Local Bounti Corporation/DE
- filed_at: 2026-11-05T13:37:58+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1840780/000162828026070640/0001628280-26-070640-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1840780/000162828026070640/locl-20261104.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001628280-26-070640
- JSON: https://secwatch.observer/filing/0001628280-26-070640.json
- Plain text: https://secwatch.observer/filing/0001628280-26-070640.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.