secwatch.observer — SEC 8-K summary ====================================== Issuer: Sio Gene Therapies Inc. (—) CIK: 0001636050 Form: 8-K Filed at: 2023-03-15T23:59:59+00:00 Accession: 0001636050-23-000011 Event type: regulatory Sentiment: negative Materiality: 0.90 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Sio Gene Therapies receives Nasdaq delisting notice; will not appeal due to planned dissolution -------------------------------------------------------------------------------- - Nasdaq notified Sio on March 14, 2023, that common stock will be delisted for failure to meet minimum bid price requirement. - Company will not appeal the delisting determination in light of its planned complete liquidation and dissolution. - Trading of Sio's common stock expected to be suspended at the open on March 23, 2023; Form 25-NSE to be filed. - Dissolution plan is pending stockholder approval via proxy statement filed February 21, 2023, with SEC. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1636050/000163605023000011/0001636050-23-000011-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1636050/000163605023000011/siox-20230314.htm HTML page: https://secwatch.observer/filing/0001636050-23-000011 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer