---
schema_version: "secwatch.filing_event.v1"
accession: "0001640334-26-001407"
form_type: "8-K"
ticker: "SMXT"
cik: "0001519472"
company_name: "SolarMax Technology, Inc."
filed_at: "2026-08-21T21:15:34+00:00"
generated_at: "2026-08-21T21:18:04.996295+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# SolarMax receives Nasdaq delisting notice for delayed Q2 10-Q filing

## Summary
- Nasdaq notice Aug 20, 2026: failure to file Form 10-Q for quarter ended June 30, 2026.
- 60-day deadline Oct 19, 2026 to submit compliance plan; possible extension to Feb 16, 2027.
- Separate deficiencies: bid price (must cure by Aug 31, 2026) and $35M market value (by Dec 21, 2026).
- Completed one-for-12 reverse split Aug 13, 2026 to address bid price rule.

## SEC filing metadata
- accession: 0001640334-26-001407
- form_type: 8-K
- ticker: SMXT
- cik: 0001519472
- company_name: SolarMax Technology, Inc.
- filed_at: 2026-08-21T21:15:34+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1519472/000164033426001407/0001640334-26-001407-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1519472/000164033426001407/solarmax_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001640334-26-001407
- JSON: https://secwatch.observer/filing/0001640334-26-001407.json
- Plain text: https://secwatch.observer/filing/0001640334-26-001407.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.