secwatch.observer — SEC 8-K summary ====================================== Issuer: SHF Holdings, Inc. (SHFS) CIK: 0001854963 Form: 8-K Filed at: 2025-04-07T23:59:59+00:00 Accession: 0001641172-25-003018 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 7.01 LLM model: deepseek-v4-flash:cloud@v2 SHF Holdings regains bid price compliance but faces new Nasdaq equity deficiency -------------------------------------------------------------------------------- - On April 1, Nasdaq notified SHF Holdings of imminent delisting for bid price non-compliance; hearing deadline April 8. - On April 7, Nasdaq confirmed bid price compliance regained for 10 consecutive business days above $1.00. - Also on April 7, Nasdaq cited non-compliance with $2.5M minimum shareholders' equity requirement as of Dec 31, 2024. - Company has 45 days to submit a compliance plan; no assurance Nasdaq will accept it. - Risk of delisting persists if equity deficiency unresolved; SHFS and SHFSW trade on Nasdaq. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1854963/000164117225003018/0001641172-25-003018-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1854963/000164117225003018/form8-k.htm HTML page: https://secwatch.observer/filing/0001641172-25-003018 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer