---
schema_version: "secwatch.filing_event.v1"
accession: "0001641172-25-005850"
form_type: "8-K"
ticker: "OPTX"
cik: "0001866816"
company_name: "SYNTEC OPTICS HOLDINGS, INC."
filed_at: "2025-04-23T23:59:59+00:00"
generated_at: "2026-05-23T08:24:12.253123+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Syntec Optics receives Nasdaq delisting notice for late 10-K filing

## Summary
- Nasdaq notified Syntec Optics on April 16, 2025, of non-compliance with Listing Rule 5250(c)(1) due to late 10-K filing.
- Company has 60 calendar days to submit a compliance plan; Nasdaq can extend up to October 13, 2025.
- Management is working to complete and file the Form 10-K as soon as practicable.
- Syntec Optics trades on Nasdaq under ticker OPTX; warrants under OPTXW.

## SEC filing metadata
- accession: 0001641172-25-005850
- form_type: 8-K
- ticker: OPTX
- cik: 0001866816
- company_name: SYNTEC OPTICS HOLDINGS, INC.
- filed_at: 2025-04-23T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1866816/000164117225005850/0001641172-25-005850-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1866816/000164117225005850/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001641172-25-005850
- JSON: https://secwatch.observer/filing/0001641172-25-005850.json
- Plain text: https://secwatch.observer/filing/0001641172-25-005850.txt

## Key facts
- Listing & Compliance Notices
  SYNTEC OPTICS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: April 16, 2025, Syntec Optics Holdings, Inc. (the “Company”) received a delinquency notification letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that since it has not yet filed its Form 10-K for the year ended December 31, 2024 the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all periodic financial reports with the U.S. Securities and Exchange Commission. The Letter states that the Company now has 60 calendar days to submit a plan to regain compli
  evidence_url: https://www.sec.gov/Archives/edgar/data/1866816/000164117225005850/0001641172-25-005850-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.