secwatch.observer — SEC 8-K summary ====================================== Issuer: Protagenic Therapeutics, Inc.new (PTIX) CIK: 0001022899 Form: 8-K Filed at: 2025-05-20T23:59:59+00:00 Accession: 0001641172-25-011633 Event type: other_material Sentiment: neutral Materiality: 0.30 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Protagenic Therapeutics exchanges 459,420 warrants for 367,544 shares at 0.8 ratio -------------------------------------------------------------------------------- - Warrant Exchange Agreement with unaffiliated holder to cancel 459,420 warrants for 367,544 common shares. - Exchange relies on Section 3(a)(9) exemption; shares issued without restrictive legends. - Transaction to be completed within six months of May 20, 2025. - Net reduction of 91,876 potential shares outstanding compared to exercise of warrants. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1022899/000164117225011633/0001641172-25-011633-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1022899/000164117225011633/form8-k.htm HTML page: https://secwatch.observer/filing/0001641172-25-011633 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer