---
schema_version: "secwatch.filing_event.v1"
accession: "0001641172-25-013244"
form_type: "8-K"
ticker: "OPTX"
cik: "0001866816"
company_name: "SYNTEC OPTICS HOLDINGS, INC."
filed_at: "2025-06-02T23:59:59+00:00"
generated_at: "2026-05-20T03:16:21.320505+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Syntec Optics receives Nasdaq delinquency notice for late 10-Q and 10-K filings

## Summary
- Nasdaq notified Syntec on May 28, 2025 of non-compliance with Listing Rule 5250(c)(1) due to late Form 10-Q (Q1 2025) and delinquent Form 10-K (FY 2024).
- Company must submit a compliance plan by June 16, 2025; Nasdaq may grant an exception until October 13, 2025.
- Management is working to complete and file Form 10-Q promptly to regain compliance with Nasdaq rules.

## SEC filing metadata
- accession: 0001641172-25-013244
- form_type: 8-K
- ticker: OPTX
- cik: 0001866816
- company_name: SYNTEC OPTICS HOLDINGS, INC.
- filed_at: 2025-06-02T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1866816/000164117225013244/0001641172-25-013244-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1866816/000164117225013244/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001641172-25-013244
- JSON: https://secwatch.observer/filing/0001641172-25-013244.json
- Plain text: https://secwatch.observer/filing/0001641172-25-013244.txt

## Key facts
- Listing & Compliance Notices
  SYNTEC OPTICS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: May 28, 2025, Syntec Optics Holdings, Inc. (the “Company”) received a delinquency notification letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that since it has not yet filed its Form 10-Q for the period ended March 31, 2025, and because the Company remains delinquent in filing its Form 10-K for the period ended December 31, 2024, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all periodic financial reports with the U.S. Securities and Exchange
  evidence_url: https://www.sec.gov/Archives/edgar/data/1866816/000164117225013244/0001641172-25-013244-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.