---
schema_version: "secwatch.filing_event.v1"
accession: "0001641172-25-021894"
form_type: "8-K"
ticker: "CELC"
cik: "0001603454"
company_name: "Celcuity Inc."
filed_at: "2025-08-01T23:59:59+00:00"
generated_at: "2026-05-17T21:50:25.103684+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Celcuity issues $201.25M of 2.750% convertible notes due 2031; net proceeds ~$194.5M

## Summary
- Issued $201.25M aggregate principal of 2.750% Convertible Senior Notes due 2031; initial conversion price ~$51.30/share.
- Net proceeds of ~$194.5M after underwriting discounts and expenses; over-allotment option exercised in full.
- Notes mature Aug 1, 2031; interest payable semiannually; redeemable at company's option after Aug 6, 2029 under conditions.
- Company elected physical settlement for any conversions; notes are unsecured senior obligations.
- Proceeds intended for working capital, R&D, clinical trials, and commercial launch expenditures.

## SEC filing metadata
- accession: 0001641172-25-021894
- form_type: 8-K
- ticker: CELC
- cik: 0001603454
- company_name: Celcuity Inc.
- filed_at: 2025-08-01T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 2.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1603454/000164117225021894/0001641172-25-021894-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1603454/000164117225021894/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001641172-25-021894
- JSON: https://secwatch.observer/filing/0001641172-25-021894.json
- Plain text: https://secwatch.observer/filing/0001641172-25-021894.txt

## Key facts
- Debt Financings
  Celcuity Inc. incurred senior notes of $201,250,000 aggregate principal amount of Notes with U.S. Bank Trust Company, National Association, as trustee at 2.750% per year maturing August 1, 2031.
  - Instrument: senior notes
  - Principal: $201,250,000 aggregate principal amount of Notes
  - Counterparty: U.S. Bank Trust Company, National Association, as trustee
  - Rate: 2.750% per year
  - Maturity: August 1, 2031
  - Event: incurrence
  source text: The issuance of $201,250,000 aggregate principal amount of Notes was completed on August 1, 2025.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1603454/000164117225021894/0001641172-25-021894-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.