secwatch.observer — SEC 8-K summary ====================================== Issuer: ALPHA MODUS HOLDINGS, INC. (AMOD) CIK: 0001862463 Form: 8-K Filed at: 2025-08-15T23:59:59+00:00 Accession: 0001641172-25-024401 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CEO trust exchanges 4.3M Series C preferred for 40.1M common shares, locked until mid-2026 -------------------------------------------------------------------------------- - Trust of CEO William Alessi swaps 4,300,000 Series C preferred shares for 40,111,940 Class A common shares. - Received common shares cannot be sold or transferred until June 13, 2026, except to affiliates. - Exchange is exempt from registration under Securities Act Section 3(a)(9); no additional consideration or solicitation fee. - CEO's spouse is trustee of The Alessi 2023 Irrevocable Trust; shares deemed beneficially owned by Mr. Alessi. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1862463/000164117225024401/0001641172-25-024401-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1862463/000164117225024401/form8-k.htm HTML page: https://secwatch.observer/filing/0001641172-25-024401 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer