---
schema_version: "secwatch.filing_event.v1"
accession: "0001647639-21-000040"
form_type: "8-K"
ticker: "UPST"
cik: "0001647639"
company_name: "Upstart Holdings, Inc."
filed_at: "2021-11-19T23:59:59+00:00"
generated_at: "2026-06-28T06:35:49.710362+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Upstart board member Robert Schwartz resigns; Jeff Huber joins nominating committee

## Summary
- Robert Schwartz resigned from the Board, Compensation Committee, and Nominating & Corporate Governance Committee, effective Nov 15, 2021.
- Resignation not due to any disagreement with Upstart, its operations, policies, or procedures.
- Board member Jeff Huber appointed to the Nominating and Corporate Governance Committee, effective Nov 16, 2021.

## SEC filing metadata
- accession: 0001647639-21-000040
- form_type: 8-K
- ticker: UPST
- cik: 0001647639
- company_name: Upstart Holdings, Inc.
- filed_at: 2021-11-19T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1647639/000164763921000040/0001647639-21-000040-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1647639/000164763921000040/upst-20211115.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001647639-21-000040
- JSON: https://secwatch.observer/filing/0001647639-21-000040.json
- Plain text: https://secwatch.observer/filing/0001647639-21-000040.txt

## Key facts
- Executive change
  Robert Schwartz departed as Director at Upstart Holdings, Inc..
  - Action: tendered his resignation
  - Role: Director
  source text: On November 15, 2021, Robert Schwartz, a member of the Board of Directors (the “Board”) of Upstart Holdings, Inc. (“Upstart”) tendered his resignation from the Board, the Compensation Committee of the Board, and the Nominating and Corporate Governance Committee of the Board, effective November 15, 2021.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1647639/000164763921000040/0001647639-21-000040-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.