{"schema_version":"secwatch.filing_event.v1","accession":"0001647639-22-000053","form_type":"8-K","ticker":"UPST","cik":"0001647639","company_name":"Upstart Holdings, Inc.","filed_at":"2022-10-11T23:59:59+00:00","discovered_at":"2026-05-14T18:03:51.567168+00:00","generated_at":"2026-06-23T04:25:37.853502+00:00","sec_items":["5.02"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"confidence":"high","headline":"Upstart GC Alison Nicoll to retire; Scott Darling named Chief Legal Officer and Corporate Secretary","bullets":["Alison Nicoll, General Counsel and Corporate Secretary, to retire effective Nov 23, 2022.","Scott Darling to succeed as Chief Legal Officer and Corporate Secretary, starting early December 2022.","Anna Counselman transitions to SVP Business Operations from SVP People and Operations, effective immediately."],"urls":{"canonical":"https://secwatch.observer/filing/0001647639-22-000053","json":"https://secwatch.observer/filing/0001647639-22-000053.json","markdown":"https://secwatch.observer/filing/0001647639-22-000053.md","text":"https://secwatch.observer/filing/0001647639-22-000053.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/upst-20221005.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-23T04:25:37.853502+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"03aef4412c","claim":"Alison Nicoll departed as General Counsel and Corporate Secretary at Upstart Holdings, Inc..","evidence_excerpt":"Alison Nicoll, the General Counsel and Corporate Secretary of Upstart Holdings, Inc. (“Upstart”), announced her decision to retire from Upstart, effective as of November 23, 2022.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"retire"},{"label":"Role","value":"General Counsel and Corporate Secretary"}],"fact_type":"executive_change"},{"claim_id":"80f1cfd9d9","claim":"Anna Counselman changed role as Senior Vice President, Business Operations at Upstart Holdings, Inc..","evidence_excerpt":"Anna Counselman, Senior Vice President, People and Operations of Upstart, transitioned into a new role as Senior Vice President, Business Operations, effective immediately.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"transitioned"},{"label":"Role","value":"Senior Vice President, Business Operations"}],"fact_type":"executive_change"},{"claim_id":"bd5f3ed66f","claim":"Scott Darling was appointed as Chief Legal Officer and Corporate Secretary at Upstart Holdings, Inc..","evidence_excerpt":"Scott Darling will be succeeding her as Chief Legal Officer and Corporate Secretary.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Chief Legal Officer and Corporate Secretary"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}